Two important Apple multitouch patents face anonymous USPTO challenges

Posted:
in General Discussion edited January 2014
Two of Apple's most important multitouch patents, an overscroll or "rubber-banding" patent and a touch heuristics patent, are being challenged by separate ex parte reexamination requests.

The high-profile anonymous reexamination requests against Apple, discovered last week by patent litigator Scott Daniels of the WHDA Reexamination Alert blog (via FOSS Patents), take aim at U.S. Patent No. 7,469,381 for list scrolling and U.S. Patent No. 7,479,949 for touchscreen heuristics.

Both of the patents in question are integral to the unique operation of iOS devices and were used in a number of infringement suits against mobile phone makers using Google's Android mobile operating system. The pair already survived previous ex parte reexaminations while an inter partes request was denied by the USPTO in 2008.

There could be a number of interested parties behind the ex parte requests, including main-contender Google which would benefit greatly if the patents were nullified by previous art.

The '381 patent covers scrolling behaviors that align text and graphics to the top of the display automatically and bounces or "rubber-bands" the page when a user scrolls to the end of a document or list. This property is at the heart of the iOS UI, allowing the operating system to respond to user input in a fluid and natural manner.

Apple's '949 patent covering touchscreen heuristics can be viewed as one of the most important properties leveraged in iOS. With Steve Jobs attributed fist on the list of inventors, the patent covers how multi-point input is computed and processed, making it integral to all iOS devices.

The current request for reexamination references the following prior art against Apple's patents:

'381 rubber-banding patent

According to the request, these prior art references were not considered or cited by the examiner during prosecution or reexamination:
  • PCT Publication No. WO 03/081458 on "controlling content display", by AOL/Luigi Lira, published on October 2, 2003

  • U.S. Patent No. 7,786,975 on a "continuous scrolling list with acceleration"; the named inventors are Bas Ording, Scott Forstall, Greg Christie, Stephen O. Lemay and Imran Chaudhri

  • PCT Publication No. WO 01/029702, which later resulted in U.S. Patent No. 7,152,210 on a "device and method of browsing an image collection"; assigned to Philips (named inventors: Elise van den Hoven, Josephus Eggen); this patent application is used against claims 15, 17 and 18 in combination with the first (AOL/Lira) patent, which the request says renders those claims obvious on its own but at least in combination with this Philips patent
'949 touchscreen heuristics patent

According to the request, the first and the fourth one were not previously considered or cited during prosecution or reexamination, while the second and the third one were, but allegedly become more relevant now in light of those new references:
  • U.S. Patent Application Publication No. 2002/036618 on a "method and apparatus for detecting and interpreting path of designated position", assigned to Canon (named inventors: Masanori Wakai and Satomi Kayano)

  • U.S. Patent Application Publication No. 2006/0101354 on "gesture inputs for a portable display device", assigned to Nintendo (named inventors: Hideyuki Hashimoto and Shigetoshi Kitayama)

  • U.S. Patent Application No. 2005/0012723 on a "system and method for a portable multimedia client", assigned to Move Mobile Systems (named inventor: Matt Pallakoff)

  • U.S. Patent Application Publication No. 2003/0063073 on a "touch panel system and method for distinguishing multiple touch inputs" (assigned to a group of individual inventors; first-named inventor: Bernard O. Geaghan
FOSS Patents' Florian Mueller believes that the '381 patent has a higher likelihood of surviving the reexamination than the '949 patent in light of the prior art assertions.

"The '949 patent basically just describes gestures that are identify based on an angle of initial movement with a certain level of tolerance," Mueller writes. "I've criticized this patent repeatedly."

He notes that the Wakai patent application describes the ideal angles of direction to determine what a user intends with a certain gesture.

"At first sight, the Wakai prior art reference appears to render the '949 patent obvious, if not non-novel," Mueller said. "I don't usually make such statements on prior art since minor differences between the prior art and a challenged patent are often enough to keep a patent alive, but in this case I would really be surprised if this request didn't succeed at least against the broadest claims of the challenged patent."
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Comments

  • Reply 1 of 27
    robin huberrobin huber Posts: 3,960member
    Scott Forstall, listed on one of the challenge patents, works for Apple doesn't he?
  • Reply 2 of 27
    SpamSandwichSpamSandwich Posts: 33,407member


    (rolleyes)


     


    How can it be "high-profile" if the challenge is anonymous? And how is it possible for an anonymous challenge to be launched against a patent anyway? This does not sound kosher.

  • Reply 3 of 27


    I smell Google behind this.  They are a bunch of cowards to try to keep secret.  They want to rip the heart out of iOS.


     


    But they will fail.  It is easy to claim that things are obvious - AFTER Apple innovates.  But before, nobody ever thought of it.


     


    Google is just pure evil.  Its bad enought that they buy and sell people's identities, but now they want to ruin iOS.


     


    It makes me want to puke.

  • Reply 4 of 27
    gatorguygatorguy Posts: 24,213member

    Quote:

    Originally Posted by SpamSandwich View Post


    (rolleyes)


     


    How can it be "high-profile" if the challenge is anonymous? And how is it possible for an anonymous challenge to be launched against a patent anyway? This does not sound kosher



    http://reexamcenter.com/essentials/common-questions/#a01


     


    It's not unusual and in fact one of the defining differences between ex-parte and inter partes re-examination requests.

  • Reply 5 of 27
    SpamSandwichSpamSandwich Posts: 33,407member

    Quote:

    Originally Posted by Gatorguy View Post


    http://reexamcenter.com/essentials/common-questions/#a01


     


    It's not unusual and in fact one of the defining differences between ex-parte and inter partes re-examination requests.



     


    The new title for the story is vindication enough.


     


    Attention attorneys (especially patent attorneys):  How is an anonymous challenge to a patent possible?

  • Reply 6 of 27
    jragostajragosta Posts: 10,473member
    The key is this:
    "The pair already survived previous ex parte reexaminations while an inter partes request was denied by the USPTO in 2008."

    Given the level of re-examination and failure to succeed with previous challenges, it is EXTREMELY unlikely that the USPTO will void the patents.
  • Reply 7 of 27
    gatorguygatorguy Posts: 24,213member

    Quote:

    Originally Posted by SpamSandwich View Post


     


    The new title for the story is vindication enough.


     


    Attention attorneys (especially patent attorneys):  How is an anonymous challenge to a patent possible?



    You didn't read the link I supplied that explained it?


     


    FWIW, in the same source report today are 7 other anonymous ex-parte re-exam requests. 


    http://www.whda.com/blog/2012/05/anonymous-attack-on-facebooks-user-news-feed-patent-among-the-reexamination-requests-filed-the-week-of-may-21-2012/

  • Reply 8 of 27
    gatorguygatorguy Posts: 24,213member

    Quote:

    Originally Posted by jragosta View Post



    The key is this:

    "The pair already survived previous ex parte reexaminations while an inter partes request was denied by the USPTO in 2008."

    Given the level of re-examination and failure to succeed with previous challenges, it is EXTREMELY unlikely that the USPTO will void the patents.


    These re-exam requests contain prior art not before seen or mentioned. Mr. Mueller seems to feel it's likely the '949 won't survive a re-examination, at least in total.. IANAL and even tho Mueller isn't either his opinion should probably be noted, particularly since it's somewhat rare for him to make that type of comment on an Apple patent.


    http://www.fosspatents.com/2012/05/apples-two-most-important-multitouch.html

  • Reply 9 of 27
    robin huberrobin huber Posts: 3,960member
    jragosta wrote: »
    The key is this:
    "The pair already survived previous ex parte reexaminations while an inter partes request was denied by the USPTO in 2008."
    Given the level of re-examination and failure to succeed with previous challenges, it is EXTREMELY unlikely that the USPTO will void the patents.

    Which is what makes me think the real result being sought is just further delay. Justice delayed is justice denied. Google will drag its feet until Android as we know it is no longer in play--replaced by a successor. Meanwhile they will have won by using their pirated software to capture market share.
  • Reply 10 of 27
    SpamSandwichSpamSandwich Posts: 33,407member


    Why isn't Foss Patents credited in the title of the story? Give credit where credit is due, FFS.

  • Reply 11 of 27
    mdriftmeyermdriftmeyer Posts: 7,503member


    Gee, I stopped reading after the first page and the included diagram of flow. Sorry, but the rubber banding will stay Apple's patent.


     


    Mentioning a touch screen [one can assume designed for a Web Kiosk interface] won't change a damn thing.

     


    Gestures once again targeting a web browser interface. Again, a futile waste of time. App heuristic vs. System-wide heueristics specifically targeting multi-touch systems that extends to pressure sentitive touch again is Apple's patent.


     


    Mueller doesn't know his head from his ass on the physics and specific focus that he describes as just, ``describes gestures that are identify based on an angle of initial movement with a certain level of tolerance,'' when it goes far beyond that, but then again Mueller is now bringing this up in defense of his employer, Google.


     


    He claims to have argued against it for a long time, however Apple just received the patent April 2012.


     


    http://www.theverge.com/2012/4/1/2918520/court-adopts-apples-broad-interpretation-scrolling-patent-rejects-motorolas


     


    The Verge ruling against Motorola and thus against GOOGLE.


     


    Eat it, Mueller.


     


    If you read the patent, http://assets.sbnation.com/assets/1036701/US7479949.pdf the examiner source a large array of prior art documents that go back to 1994 and upon reviewing the large patent granted it to Apple.


     


    The in-depth complexity of this '949 that Mueller summarizes like a child is an insult to the science behind it's seemingly simple reality and how easy ``it just work.''

  • Reply 12 of 27
    gatorguygatorguy Posts: 24,213member

    Quote:

    Originally Posted by SpamSandwich View Post


    Why isn't Foss Patents credited in the title of the story? Give credit where credit is due, FFS.



    IMO perhaps he's no longer as trusted as a source? With his notice (offered just once and probably never to be mentioned again if he can avoid it) of being paid for his services by both Oracle and Microsoft there's more questions popping up in comments around the web and on Twitter about how honest he's being in his blog stories. Just a guess of course. Only AI editors know why he wasn't credited.

  • Reply 13 of 27
    SpamSandwichSpamSandwich Posts: 33,407member

    Quote:

    Originally Posted by Gatorguy View Post


    IMO perhaps he's no longer as trusted as a source? With his notice (offered just once and probably never to be mentioned again if he can avoid it) of being paid for his services by both Oracle and Microsoft there's more questions popping up in comments around the web and on Twitter about how honest he's being in his blog stories. Just a guess of course. Only AI editors know why he wasn't credited.



     


    I thought he was the source of the story? If you directly swipe content or quote portions of it verbatim (even close to word for word), clearly source attribution is a must.

  • Reply 14 of 27
    gatorguygatorguy Posts: 24,213member

    Quote:

    Originally Posted by SpamSandwich View Post


     


    I thought he was the source of the story? If you directly swipe content or quote portions of it verbatim (even close to word for word), clearly source attribution is a must.



    I agree that AI's story was sourced from FOSSPatents blog. To be fair AI does mention FossPatents in parentheses in the first sentence.

  • Reply 15 of 27
    SpamSandwichSpamSandwich Posts: 33,407member

    Quote:

    Originally Posted by Gatorguy View Post


    I agree that AI's story was sourced from FOSSPatents blog. To be fair AI does mention FossPatents in parentheses in the first sentence.



     


    Here's the headline if I wrote it: "Apple Faces New Challenges to Core Multi-Touch Patents“ [credit: Foss Patents]"

  • Reply 16 of 27
    MacProMacPro Posts: 19,727member

    Quote:

    Originally Posted by mdriftmeyer View Post


    Gee, I stopped reading after the first page and the included diagram of flow. Sorry, but the rubber banding will stay Apple's patent.


     


    Mentioning a touch screen [one can assume designed for a Web Kiosk interface] won't change a damn thing.

     


    Gestures once again targeting a web browser interface. Again, a futile waste of time. App heuristic vs. System-wide heueristics specifically targeting multi-touch systems that extends to pressure sentitive touch again is Apple's patent.


     


    Mueller doesn't know his head from his ass on the physics and specific focus that he describes as just, ``describes gestures that are identify based on an angle of initial movement with a certain level of tolerance,'' when it goes far beyond that, but then again Mueller is now bringing this up in defense of his employer, Google.


     


    He claims to have argued against it for a long time, however Apple just received the patent April 2012.


     


    http://www.theverge.com/2012/4/1/2918520/court-adopts-apples-broad-interpretation-scrolling-patent-rejects-motorolas


     


    The Verge ruling against Motorola and thus against GOOGLE.


     


    Eat it, Mueller.


     


    If you read the patent, http://assets.sbnation.com/assets/1036701/US7479949.pdf the examiner source a large array of prior art documents that go back to 1994 and upon reviewing the large patent granted it to Apple.


     


    The in-depth complexity of this '949 that Mueller summarizes like a child is an insult to the science behind it's seemingly simple reality and how easy ``it just work.''



    I always really enjoy your very knowledgable insights.  Thank you.

  • Reply 17 of 27
    jragostajragosta Posts: 10,473member
    gatorguy wrote: »
    These re-exam requests contain prior art not before seen or mentioned. Mr. Mueller seems to feel it's likely the '949 won't survive a re-examination, at least in total.. IANAL and even tho Mueller isn't either his opinion should probably be noted, particularly since it's somewhat rare for him to make that type of comment on an Apple patent.
    http://www.fosspatents.com/2012/05/apples-two-most-important-multitouch.html

    That's par for the course. People ALWAYS claim that there's prior art that hasn't been considered. But if there were prior art, why wasn't it brought up the previouis times that USPTO was asked to reconsider? Almost always, it's because the new 'prior art' isn't very relevant.

    Again, based on decades of experience dealing with patents, it is very rare for a patent to be thrown out by the USPTO after it has already been examined multiple times.

    Google's only real hope is to get a court to invalidate it. That does happen with some frequency - but it takes much longer and is much more expensive. And the fact that Motorola has already lost a court case involving this patent also makes it somewhat less likely.

    Mueller? His biases show through regularly. He has insisted that the '949 patent wasn't valid from the start, yet it has withstood several challenges at USPTO and at least one court challenge, so his view that it is CLEARLY invalid is wrong. Even if it is later overturned, it clearly wan't THAT obviously invalid.
  • Reply 18 of 27
    gatorguygatorguy Posts: 24,213member

    Quote:

    Originally Posted by mdriftmeyer View Post


    Gee, I stopped reading after the first page and the included diagram of flow. Sorry, but the rubber banding will stay Apple's patent.


     


    Gestures once again targeting a web browser interface. Again, a futile waste of time. App heuristic vs. System-wide heueristics specifically targeting multi-touch systems that extends to pressure sentitive touch again is Apple's patent.


     


    Mueller doesn't know his head from his ass on the physics and specific focus that he describes as just, ``describes gestures that are identify based on an angle of initial movement with a certain level of tolerance,'' when it goes far beyond that, but then again Mueller is now bringing this up in defense of his employer, Google.


     


    http://www.theverge.com/2012/4/1/2918520/court-adopts-apples-broad-interpretation-scrolling-patent-rejects-motorolas


     


    The Verge ruling against Motorola and thus against GOOGLE.



    About a month after that Verge article you mentioned, Judge Posner issued a ruling in Motorola's favor instead. He agreed with Moto's argument that they were not infringing with 6 of their applications because they use tapping rather than the swiping motion Apple claims in the '949 patent description. Thus Motorola ( and now Google) could not be infringing Apple's touch-screen patent in those 6 built-in apps. According to the judge if consumers consider tapping and swiping to be different actions then Apple could not realistically make the claim they were the same, ruling in Motorola's favor.


    http://www.businessweek.com/news/2012-05-01/motorola-mobility-defeats-apple-finger-swipe-patent-claim

  • Reply 19 of 27

    Quote:

    Originally Posted by Hyram Gestan View Post


    I smell Google behind this.  They are a bunch of cowards to try to keep secret.  They want to rip the heart out of iOS.


     


    But they will fail.  It is easy to claim that things are obvious - AFTER Apple innovates.  But before, nobody ever thought of it.


     


    Google is just pure evil.  Its bad enought that they buy and sell people's identities, but now they want to ruin iOS.


     


    It makes me want to puke.



    did you just invent a scenario...then rage against it? then include a bunch of lies? Considering iOS nets Google more money than Android does wouldn't it be bad business to want to destroy iOS in any way?


     


    Think...type...re-read...edit mistakes and just downright BS...THEN click post...


     


    also you and I assume a vast majority of humanity have a very different definition of evil.

  • Reply 20 of 27
    You guys have covered most of the specifics, so I’ll offer these generalities.



    Ex parte reexamination is a good thing. It is cheaper and faster than litigation. And we want valid patents, right? That said, it is often used as a litigation stalling tactic. Judges will often grant a stay pending the outcome of a reexamination. Not sure what practically can be done about this.



    It is theoretically much easier for a patent to be invalidated in reexamination than in litigation because the standard is much lower—a preponderance of the evidence, as opposed to clear and convincing evidence, of invalidity by anticipation and/or obviousness. (A preponderance is anything over 50%.)



    Just because a prior art reference is listed on a patent doesn’t mean the PTO examiner “cited” it—that is, specifically called it out in an office action. Rather, it means that the examiner “considered” it (read or flipped through it, usually along with the other tens or hundreds of submitted prior art references). If a reference was cited, especially in a prior reexamination, good luck.



    Prior art can be hard to find. For example, it could be a publication published anywhere in the world by the appropriate date. New stuff pops up unexpectedly, or challengers don’t appreciate the significance of an already disclosed reference on the first reading. If the prior art was already disclosed to the PTO, the requester will argue that the examiner didn’t appreciate its significance, which isn’t uncommon.



    Almost all requests for reexamination are granted. This just means that the examiner believes the request raises a “substantial new question of patentability” but does not at that stage reflect an actual decision that a claim is invalid. There are opportunities for the patent owner to respond. So if this happens here, don’t worry (yet!).
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